Advisory For Investors

⚖️ Investor Safety & Compliance Advisory

A Message from Plango India Pvt Ltd

At Plango India, we believe that trust is built on transparency, and investor protection is not just a regulatory requirement—it’s our ethical responsibility. As part of our commitment to safeguarding your financial journey, we urge all clients and mutual fund distributors to stay informed and vigilant. Please read the following guidelines carefully:

🚫 No Promises of Fixed or Guaranteed Returns

Plango India and its associates strictly adhere to SEBI and Exchange norms. We do not—and cannot—offer fixed, guaranteed, regular returns or capital protection schemes. Any such promise made by brokers, authorized persons, or their associates is unauthorized and non-compliant.

⚠️ Claims arising from such arrangements will not be entertained by the Exchange in case of default.

💰 Avoid Idle Funds with Brokers

If you haven’t transacted in the last 30 calendar days, your stock broker is obligated to return any credit balance within three working days.

⚠️ Funds or securities held without active exchange transactions are not eligible for compensation in case of broker default.

📆 Know Your Account Settlement Cycle

If you’ve opted for a running account, ensure your broker settles it at least once every 90 days—or every 30 days if you’ve chosen that frequency.

🛡️ In case of a trading member’s default, client claims are subject to IPF eligibility norms. 🔗 NSE Guidelines 🔗 BSE Guidelines 🔗 MCX Guidelines

📉 Margin Pledge Only—No Transfers

Securities offered as margin must remain in your account and be pledged only through the Depository system.

❌ Do not transfer securities to brokers, their associates, or authorized persons under any circumstances.

📲 Keep Your Contact Details Updated

Your mobile number and email ID are mandatory for receiving Exchange and Depository alerts.

📨 If you’re not receiving regular updates, escalate the issue to your broker or directly to the Exchange.

🧾 Verify Every Trade

Always cross-check emails and SMSs from Exchanges with your contract notes and account statements.

🛑 Report discrepancies in writing immediately. If unresolved, escalate to the Exchange or Depository without delay.

📊 Weekly Reconciliation Is a Must

Compare weekly Exchange messages about your funds and securities with your broker’s statements.

🔍 Raise concerns promptly if you spot any mismatch.

💸 Transfer Funds Only to SEBI-Registered Brokers

Never transfer trading funds to unauthorized persons, associates, or intermediaries.

✅ Always verify SEBI registration before initiating any financial transaction.

🚷 Say No to Unregistered Intermediaries

Engage only with entities registered with SEBI and recognized Exchanges.

🔐 Your financial safety begins with verified partnerships.

At Plango India, we stand for compliant growth, ethical distribution, and inclusive financial empowerment. Let’s build a secure and transparent investment ecosystem—together.